Internal Audit Manager

Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading. About the team + role The Robinhood Internal Audit team plays a pivotal role in helping the company navigate a complex global regulatory environment for crypto-assets and payment services. Our mission is to provide independent, objective, reliable, valued, and timely assurance regarding the effectiveness of governance, risk management, and internal controls that mitigate current and emerging risks and strengthen the internal control ecosystem. The team works closely with business lines, Compliance, Risk, Legal, and Technology to assess risk exposure and promote sound governance practices. We are committed to maintaining high standards of integrity, accountability, and transparency across our regulated entities! As an Internal Audit Manager , you will provide governance and oversight for the Company and across its regulated entities, including Robinhood Markets (RHM) and its lines of business such as Brokerage and Cryptoservices. You will partner with Internal Audit leadership to identify areas of risk, document and test controls, and recommend improvements to the control environment. This role supports communication of risk management information between RHM leadership, the Board of Directors, and its Committees. You will contribute to audit planning and execution across Operations, Compliance, and Technology, with a focus on our Crypto business. The role is located in the office location(s) listed on this job description which will align with our in-office working environment. Please connect with your recruiter for more information regarding our in-office philosophy and expectations. What you’ll do Support execution of audits across Operations, Compliance, and Technology in line with the Internal Audit plan, with a focus on crypto-related activities Conduct audit procedures including walkthroughs, control testing, and substantive testing Prepare testing work papers and other audit documentation (flowcharts, narratives, risk control matrices) to document controls, audit procedures, findings and recommendations, including interpreting the significance of audit findings, concluding on such findings Help evaluate adequacy and efficiency of policies, procedures, systems and internal controls Build collaborative relationships with business and cross-functional partners Interact with business teams to understand processes and controls, tackle problems, and make recommendations for process improvements Collaborate with Internal Audit team members in working towards departmental goals What you bring 7-8+ years of external or internal audit experience within a financial services organization, including experience evaluating internal controls or compliance programs Bachelor’s degree in Audit, Finance, Operations, Technology, or a related field Professional audit certifications (e.g., CIA, CISA); experience with crypto-asset or brokerage environments is preferred Experience assessing processes and controls within a crypto exchange, market maker, custody provider, broker-dealer, or similar financial institution Strong understanding of broker-dealer and crypto-asset regulations, and experience preparing for or responding to regulatory examinations Ability to draft clear audit findings that describe root causes, business impact, and actionable recommendations Strong analytical skills, attention to detail, and the ability to manage multiple audit projects and priorities Fluency in English (written and spoken) with clear and professional communication skills Ability to operate independently in a fast-moving, international, and highly regulated environment Willingness to travel as ... (truncated, view full listing at source)