Head of Market Integrity and Surveillance, Internal Audit

Who We Are At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me , Do the Right Thing , and Get Things Done . These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more. About the Opportunity The Head of Market Integrity and Surveillance Compliance (Internal Audit) will manage the internal audit activities for OKX's Markets Compliance function. This role ensures that the organization's risk management and market integrity frameworks are robust, effective, and aligned with regulatory expectations. With a deep understanding of market surveillance and trading compliance, the successful candidate will play a key role in safeguarding market transparency and OKX users. The function is responsible for ensuring that the exchange’s trading operations, market conduct, and related customer interactions comply with applicable digital asset, securities, commodities, and market integrity laws globally. What You’ll Be Doing 1. Strategic Leadership Methodology Act as a subject matter expert for Market Integrity and Surveillance, providing strategic insights and guidance. Develop and implement audit testing plans specifically designed for Market Integrity and Trading Compliance. Advise senior management on risks related to market manipulation, control gaps, and regulatory trends. Collaborate across compliance, risk, product, and data science to continuously improve data and reporting capabilities. 2. Audit Execution: Surveillance Conduct Lead audits covering market conduct, trade surveillance, and best execution frameworks. Assess the effectiveness of surveillance systems designed to detect market abuse (e.g., insider trading, spoofing, layering, wash trading). Leverage data sets and analytical skills to enhance audit activities, ensuring quantitative analysis is incorporated into decision-making. Validate the remediation of compliance issues to ensure continuous improvement of controls. 3. Stakeholder Regulatory Engagement Build strong relationships with Compliance, Risk Management, Legal, and external regulators. Participate in governance forums, presenting audit findings related to market integrity and financial crime risks. Ensure the audit approach aligns with core global regulatory requirements (e.g., SEC, CFTC, FINRA, MiFID II/MiFIR, MAR). 4. Reporting Team Management Foster a culture of collaboration and excellence within the global audit team. Prepare and deliver comprehensive audit reports to senior management and the Audit Committee. What We Look For In You Experience: Strong experience (8+ years) in internal audit or compliance surveillance, including leadership roles at a leading global financial institution, fintech, or Big 4 firm . Experience in crypto, digital assets, or blockchain is a plus. Market Integrity Expertise: Practical knowledge of market abuse surveillance systems and controls (e.g., insider trading, spoofing/layering detection). Understanding of market structure across spot and derivatives markets, including order books, matching engines, and liquidity provision. Experience with best execution frameworks, trade reporting, and post-trade transparency obligations. Regulatory Knowledge: Industry experience with core global regulatory requirements for trading markets (SEC, CFTC, FINRA, OFAC, MiFID II). ... (truncated, view full listing at source)