Senior Regulatory Counsel

About Us Are you looking to make a meaningful impact through your work? Join us at the Long-Term Stock Exchange (LTSE) . We are an SEC-registered national securities exchange designed to promote fair and orderly markets, as well as help long-term focused companies get the credit they deserve. We are an innovative business ecosystem dedicated to reimagining the role of capital markets for a more equitable and sustainable future. At LTSE, we work with companies to identify long-term investors that will value their efforts to prioritize sustainable, long-term growth. As part of our team, you will have the opportunity to leverage your diverse background and skills toward a compelling mission that delivers tangible results. By supporting businesses in creating multi-stakeholder value, we generate a positive ripple effect that benefits communities, employees, and beyond. Founded by Eric Ries, a visionary entrepreneur and creator of the Lean Startup methodology, LTSE offers a unique and rewarding environment where you can contribute to building a better future for all. Apply today. The Role LTSE is searching for an highly experienced regulatory attorney to join as a member of the Exchange’s Regulatory team. The ideal candidate brings a deep understanding of SEC and SRO rules with an ability to interpret SEC and LTSE rules. You must have significant experience drafting and managing rule filings ensuring timely submissions and thoughtful responses to regulatory feedback. As a senior representative and as an important point of contact with the Commission you will perform a significant role in the rule filing process end-to-end. You must be deadline-driven to meet Exchange priorities and must be willing and able to make risk-based recommendations and decisions. Strong communication skills are critical not only in working across the Exchange but also with our regulators and exchange peers, covering industry groups and committees (e.g., CAT, CTA/UTP). Duties Responsibilities Include Research, interpret and advise on SEC and SRO rules. Liaise with colleagues across the company to help ensure compliance with LTSE rules. Draft and submit rule changes and amendments with the SEC. Work directly on regulatory examinations and lead LTSEs responses. Cover industry meetings as a LTSE representative. Must Haves JD degree with a deep understanding of the role of an SRO and significant ability to interpret SEC, LTSE and or other exchanges. Excellent written and verbal communication skills Superior organizational skills adaptable to a start-up culture. Creative problem-solver, capable of meeting stringent deadlines and making decisions in a fast-paced environment. Nice to Have Resident of New York tri-state area with occasional in-office attendance (Financial District location), preferred. LTSE's Compensation Philosophy The target salary range for this role is between $160,000 - $220,000 with a mid-point base salary of $195,000. Base compensation is part of a total rewards package including stock options and benefits, and may include additional performance incentives. We review all employee pay and compensation programs annually using multiple databases including Pave, Radford, McLagan, and other peersets, to ensure competitive and fair pay. To determine the compensation for the role, we use a data-driven, blended rate approach to ensure we are paying competitively among our peers by benchmarking to companies of similar size and stage, and hire at the 50th percentile (midpoint) of the salary range. Benefits Some benefits may only be available for full-time employees. Please check with your recruiter to find out which benefits you are eligible for. Drive Innovation. Make an impact working with a mission-driven company that shares your desire to create a new kind of public market. Meet Great People . Work with skilled, committed, and supportive teammates, that have a commitment to diversity, equity, and inclusion. Achieve Ba ... (truncated, view full listing at source)