Internal Audit Senior Associate

<div class="content-intro"><h2>Join us in building the future of finance.</h2> <p>Our mission is to democratize finance for all. <a href="https://www.cerulli.com/press-releases/cerulli-anticipates-124-trillion-in-wealth-will-transfer-through-2048" target="_blank">An estimated $124 trillion of assets</a> will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.</p></div><h2><strong>About the team + role</strong></h2> <p>We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards.</p> <p>The Internal Audit function provides independent, objective, reliable, and timely assurance regarding the effectiveness of governance, risk management, and internal controls that mitigate current and emerging risks. Our mission is to strengthen Robinhood’s internal control ecosystem and promote operational excellence across the business. The Internal Audit team works closely with regulated entities and corporate functions, facilitating effective communication with leadership, the Board of Directors, and its Committees.</p> <p>As an Internal Audit Senior Associate, you’ll support the execution of audits related to compliance and operations across Robinhood’s broker-dealers, registered investment advisor, and derivatives businesses. You’ll work closely with internal stakeholders to evaluate risk, improve processes, and enhance the company’s control environment!</p> <p><strong>This role is based in our Menlo Park, CA, New York, NY, or Chicago, IL offices, with in-person attendance expected at least 3 days per week.</strong></p> <p>At Robinhood, we believe in the power of in-person work to accelerate progress, spark innovation, and strengthen community. Our office experience is intentional, energizing, and designed to fully support high-performing teams.</p> <h2><strong>What you’ll do</strong></h2> <ul> <li>Support audit execution for compliance and operations across broker-dealers, registered investment advisors, and derivatives businesses in line with the Internal Audit plan</li> <li>Evaluate the adequacy and efficiency of internal policies, procedures, systems, and controls</li> <li>Conduct walkthroughs and perform testing of controls and substantive audit procedures</li> <li>Build collaborative relationships with business teams and cross-functional partners</li> <li>Analyze business processes, identify areas for improvement, and provide recommendations that strengthen the control environment</li> <li>Collaborate with Internal Audit team members to contribute to departmental initiatives and goals</li> </ul> <h2><strong>What you bring</strong></h2> <ul> <li>Bachelor’s degree in a relevant field of study</li> <li>3+ years of audit experience in the financial services industry</li> <li>2+ years of experience in compliance or operations</li> <li>Strong knowledge of compliance-related processes and regulatory expectations within financial institutions such as broker-dealers or investment advisors</li> <li>Excellent attention to detail, communication skills, and a commitment to high-quality work</li> <li>Proactive and self-motivated with the ability to ... (truncated, view full listing at source)