Senior Manager of Brokerage Risk Governance & Oversight

<div class="content-intro"><h2>Join us in building the future of finance.</h2> <p>Our mission is to democratize finance for all. <a href="https://www.cerulli.com/press-releases/cerulli-anticipates-124-trillion-in-wealth-will-transfer-through-2048" target="_blank">An estimated $124 trillion of assets</a> will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.</p></div><h2><strong>About the team + role</strong></h2> <p>We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards. </p> <p>The Brokerage Risk, Strategy & Execution team empowers Robinhood to boldly innovate with confidence to democratize finance for all! We translate risk strategy into execution by embedding supervision, risk intelligence, and governance directly into products, operational workflows, and real-time decision-making.</p> <p>As a Senior Manager, you will lead a team of highly technical risk professionals responsible for risk assessments, product and change risk execution, and data-driven monitoring. This is a highly visible leadership role that blends people leadership, program ownership, and hands-on problem solving to drive scalable risk practices that support product velocity, control maturity, and regulatory expectations.</p> <p><strong>This role is based in our Chicago, IL, Denver, CO, Lake Mary, FL, and New York, NY offices, with in-person attendance expected at least 4 days per week.</strong></p> <p>At Robinhood, we believe in the power of in-person work to accelerate progress, spark innovation, and strengthen community. Our office experience is intentional, energizing, and designed to fully support high-performing teams. </p> <h2><strong>What you’ll do</strong></h2> <ul> <li>Define and execute Brokerage risk strategy aligned with enterprise risk frameworks and regulatory expectations.</li> <li>Serve as a strategic risk advisor to Brokerage Product, Engineering, and Operations leaders.</li> <li>Own the design and execution of Brokerage risk assessments, including unified RCSAs, technical risk assessments, and product risk reviews.</li> <li>Lead a technical team developing automated, data-driven risk monitoring, dashboards, alerts, and escalation processes.</li> <li>Partner across teams to remediate issues, prevent recurrence, and feed learnings into risk assessments and controls.</li> </ul> <h2><strong>What you bring</strong></h2> <ul> <li>8+ years of experience in risk management, brokerage operations, product risk, or related fields, including people leadership experience.</li> <li>Deep understanding of broker-dealer operations, product lifecycles, and regulatory expectations (SEC, FINRA, CFTC).</li> <li>Experience leading technical teams working in data, automation, and analytics (hands-on coding not required).</li> <li>Proven ability to guide development and adoption of automation or Agentic AI solutions in regulated environments.</li> <li>Strong judgment, structured thinking, and excellent communication skills, with a track record of influencing senior leadership</li> </ul> <h2><strong>Leadership expectations&nb ... (truncated, view full listing at source)