Senior Manager, Invest, Crypto & Banking

<div class="content-intro"><p><a href="https://www.sofi.com/sofi-employee-applicant-privacy-notice/" target="_blank"><strong>Employee Applicant Privacy Notice</strong></a></p> <p><strong>Who we are:</strong></p> <div> <p>Shape a brighter financial future with us.</p> <p>Together with our members, we’re changing the way people think about and interact with personal finance.</p> <p>We’re a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we’re at the forefront. We’re proud to come to work every day knowing that what we do has a direct impact on people’s lives, with our core values guiding us every step of the way. <strong>Join us to invest in yourself, your career, and the financial world.</strong></p> </div></div><p><strong>The role:</strong></p> <p>The SoFi Senior Manager, Invest, Crypto Banking is a collaborative, well-organized, action-oriented individual with exceptional leadership and time management skills, confident in presenting, facilitating, and building a network of strong relationships across our organization. This is a leader who will manage a team of accounting professionals. This individual will serve as the SoFi Securities (Broker-dealer) Financial and Operations Principal (FinOp) and be the primary individual to oversee the financial operations and reporting for SoFi Securities. This individual will serve as a pivotal finance leader responsible for both traditional securities regulatory requirements and evolving digital asset environments. This individual will also support SoFi Bank Products primarily Crypto and Banking products from an accounting perspective working in close coordination with Finance, SEC Regulatory Reporting, Compliance, Technologies, and various other teams.</p> <p><strong>What you’ll do:</strong></p> <p><strong>Financial Regulatory Compliance</strong></p> <ul> <li>Serve as the firm’s designated FINOP under FINRA and SEC rules and be accountable for the accuracy and timeliness of all broker-dealer regulatory financial submissions. </li> <li>Oversee and certify routine regulatory filings, including FOCUS Reports (Form X-17A-5), Supplemental SSOI, and other required schedules. </li> <li>Monitor Net Capital and Customer Protection Rule 15c3-3 reserve computations weekly as required. </li> <li>Serve as the primary point of contact for FINRA, SEC, auditors, and external examiners on financial operations matters.</li> <li>Maintain accurate books and records in line with applicable U.S. GAAP and SEC Rules.</li> <li>Oversee financial statement preparation, including balance sheet, income statement, and reconciliations.</li> <li>Lead month-end close processes and general ledger maintenance in partnership with accounting teams.</li> <li>Manage audit cycles, including annual broker-dealer audits and ongoing internal and compliance audits.</li> </ul> <p><strong>Crypto Accounting Banking</strong></p> <ul> <li>Build and maintain accounting policies for digital assets (crypto trading, custody, etc.) that comply with U.S. accounting standards and regulatory expectations.</li> <li>Supervise reconciliation of crypto wallets/exchanges, valuation methods, and transaction flows.</li> <li>Collaborate with legal, compliance, business and tax teams to interpret evolving crypto accounting guidance.</li> <li>Oversee new and existing banking products as assigned and assist in building and implementing new processes. </li> <li>Coordinate cross functionally to ensure accurate and timely accounting and reporting for other Banking products. </li> </ul> <p><strong>Controls, Risk Process Improvement</strong></p> <ul> <li>Gain a working understanding of the SoFi systems and how transactions flow between systems and the general ledger and helping with securing the best independent support for the team and looking for opportunities to further automate and st ... (truncated, view full listing at source)